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Regulatory News

October 13, 2016

FCA plans to issue new guidance on ‘digital disclosures’ next year

FCA plans to issue new guidance on ‘digital disclosures’ next year October 13rd, 2016 – The United Kingdom Financial services firms will be issued with new guidelines on “digital disclosures” in 2017, the UK’s Financial Conduct Authority (FCA) has said. The FCA outlined plans to issue the guidelines in a new statement on smarter consumer … Continue reading "FCA plans to issue new guidance on ‘digital disclosures’ next year"

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September 26, 2016

FDRC Regulatory Alert: Ban on advaertisement of CFDs and Binary Options in the Netherlands

FDRC Regulatory Alert: Ban on advaertisement of CFDs and Binary Options in the Netherlands September 26th, 2016 – The Netherlands Holland to join France in banning CFD and binary options advertising. The Dutch financial markets authority has announced that it will introduce a ban on the advertising of binary options trading and contracts for difference … Continue reading "FDRC Regulatory Alert: Ban on advaertisement of CFDs and Binary Options in the Netherlands"

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Market Commentary

October 21, 2016

FDRC: MIFID II AND MIFIR INVESTOR PROTECTION TOPICS 16/15

ESMA QUESTIONS AND ANSWERS – ON MIFID II AND MIFIR INVESTOR PROTECTION TOPICS 16/15 October 21st, 2016 – The United Kingdom On 10th October the European Securities and Markets Authority published a Questions and Answers on MiFID II and MiFIR investor protection topics. The purpose of ESMA’s Q&A document is to promote common supervisory approaches … Continue reading "FDRC: MIFID II AND MIFIR INVESTOR PROTECTION TOPICS 16/15"

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October 13, 2016

FCA plans to issue new guidance on ‘digital disclosures’ next year

FCA plans to issue new guidance on ‘digital disclosures’ next year October 13rd, 2016 – The United Kingdom Financial services firms will be issued with new guidelines on “digital disclosures” in 2017, the UK’s Financial Conduct Authority (FCA) has said. The FCA outlined plans to issue the guidelines in a new statement on smarter consumer … Continue reading "FCA plans to issue new guidance on ‘digital disclosures’ next year"

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